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Officer exercised or converted 841 ROK derivative securities | OQRO

Insider trades

Insider trade

Officer exercised or converted 841 ROK derivative securities

Traded Dec 5, 2025 · Filed Dec 6, 2025

ROKRockwell AutomationROK

841
Derivative units

Why it stands out

Derivative exercise or conversion — not an open-market buy.

Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell

View the official recordSEC Form 4 — Statement of Changes in Beneficial Ownership

All the details

Dates, kept separate

Transaction date: Dec 5, 2025
Reporting period: Not applicable
Filed with the SEC: Dec 6, 2025

OfficerOption exercise

Context

Classification

option exercise

Code M — exercise or conversion of a derivative security

Planned / mechanical clue

Footnote references vesting of compensation awards

Only flagged when a footnote says so; never inferred

Source receipt

Record ID: 0001979295-25-000005

Ask Claude or ChatGPT about these filings. Connect OQRO in a minute, then ask things like “which insiders bought this week?”

Filed / recorded

Dec 6, 2025, 1:05 AM UTC

Added to OQRO

Oct 2, 2026, 12:28 PM UTC

Parser

form4-xml-v1

Data quality

Verified: identifiers matched exactly

Issuer

ROCKWELL AUTOMATION, INC

Issuer CIK

1024478

Ticker

ROK

Reporting person

Matthew W. Fordenwalt

Relationship

Officer

Officer title

SVP Lifecycle Services

Security

Restricted Stock Units

Table

Derivative (Table II)

Transaction date

Dec 5, 2025

Transaction code

Shares / units

841

Price per share

$0.00

Acquired / disposed

Disposed (D)

Shares owned after

1,684

Ownership form

Direct

Amendment

Footnotes from the filing

Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Around the same time

Officer sold ~$314K of Rockwell Automation

Scheduled in advance9mo ago

9mo ago

84Derivative units

Compensation award — excluded from discretionary-purchase analysis.

Why it stands out Official record

Officer sold ~$112K of Rockwell Automation

Scheduled in advance10mo ago